Do Brokers voluntarily ask for license from regulatory bodies or is it imposed on them?
Are there any regulatory bodies that are part of the government?
Can a regulatory body close down a brokerage firm for fraud? If yes, give an example
I have seen these questions on other forums but could not read a straight forward answer. Please I want answers, anyone care to share his knowledge?
Are there any regulatory bodies that are part of the government?
Can a regulatory body close down a brokerage firm for fraud? If yes, give an example
I have seen these questions on other forums but could not read a straight forward answer. Please I want answers, anyone care to share his knowledge?